The Frankowski Firm
+1-888-741-7503
No Fees Until We Win  ·  Free Consultation

The Frankowski Law Firm

Securities &
Investment Fraud
Attorneys

All Investors Have Rights – We Fight To Protect Yours

Book A Free Case Review

The Frankowski Law Firm

Experienced
FINRA Arbitration
Attorneys

Representing investors nationwide in complex securities claims

Book A Free Case Review

The Frankowski Law Firm

No Fees Until
We Win

Free consultation — call 888-741-7503 today

Book A Free Case Review

The Frankowski Law Firm

Fighting Wall Street
For Investors
Nationwide

AV Preeminent rated · PIABA Foundation Board

Book A Free Case Review

The Frankowski Law Firm

Investment Loss
Attorneys

Author of The Practitioner's Guide to Securities Arbitration

Book A Free Case Review

Claims We Handle

What Kinds Of Investment Injury Claims Do Our Attorneys Handle?

Broker Fraud & Negligence

When brokers put their own interests ahead of yours — misrepresentation, unauthorized trading, excessive fees. We hold them accountable.

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FINRA Arbitration

Most investor claims must go through FINRA arbitration. Richard Frankowski has handled hundreds of FINRA arbitrations nationwide.

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Mutual Fund Mismanagement

Hidden fees, unsuitable fund selections, and mismanagement causing investor losses. We recover what you are owed.

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Non-Traded REITs

Illiquid real estate investments frequently misrepresented to investors. High fees, long lockups, and unsuitable recommendations.

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Variable Annuity Fraud

Variable annuities are among the most abused products in the industry — sold for commissions with devastating surrender charges.

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Private Placement Fraud

Unregistered, high-risk securities frequently sold without proper disclosure to investors who cannot afford the risk.

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Ponzi Scheme Recovery

If you lost money in a Ponzi scheme, you may have claims against the brokers and firms that enabled it. We fight for recovery.

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Elder Financial Fraud

Senior investors are targeted with unsuitable products and outright fraud. FINRA and regulators have made this a top priority.

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SEC Whistleblower

Report securities violations to the SEC and potentially receive 10-30% of sanctions over $1 million. We represent whistleblowers.

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Speak to "Richard Frankowski"

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888-741-7503

About Us

Nationwide Investment & Securities Fraud Attorneys

Each year millions of people place their trust in stock brokers and brokerage firms to handle their investments. Clients sometimes place their entire life savings and retirements in the hands of financial advisors with the promise that their funds will be professionally managed to create more wealth and retirement income.

Unfortunately, investments do not always turn out like they are initially presented. Clients are sometimes taken advantage of by unscrupulous brokers and investment advisors. When this happens, investors face the reality that they may lose their entire investment, which sometimes amounts to their life savings or retirement.

Every broker and every brokerage firm has a duty to each investor to make truthful disclosures, determine the investor's objectives and risk tolerance, and recommend suitable investments. When brokers and firms put their own interests ahead of their clients', we are there to protect the rights of their victims.

Tell Us About Your Case

Richard Frankowski

"Our investment fraud law firm founding partner Richard Frankowski is one of the nation's leading securities and fraud investment lawyers."

Lead Counsel Verified

Managing Partner

Richard S. Frankowski

Richard S. Frankowski — Managing Partner
AV Preeminent 5.0 — Martindale-Hubbell
Super Lawyers 2011–2016
AVVO Superb Rating: 10/10
PIABA Foundation Board of Directors
Georgetown MA, School of Foreign Service
University of Alabama JD + MBA, 2000
Alabama · Florida · Texas
Series 65 License
Eagle Scout
National Trial Lawyers

Follow Richard

Richard S. Frankowski is the founder of The Frankowski Firm and has represented hundreds of investors around the country in FINRA arbitrations and civil litigation. His practice focuses on stockbroker fraud, consumer class actions, and direct and derivative shareholder litigation.

Currently, Richard serves on the Board of Directors for the PIABA Foundation, a 501(c)(3) public charity with a core mission of educating investors to prevent investment abuse and level the playing field for investors in FINRA arbitration.

Richard Frankowski has received the highest rating possible from Martindale-Hubbell: AV Preeminent. This rating is given to attorneys who are ranked at the highest level of professional excellence for their legal expertise, communication skills, and ethical standards.

Richard is the co-author of two books on investing and securities arbitration. The Practitioner's Guide to Securities Arbitration helps lawyers identify, evaluate, and pursue legal claims brought by investors against securities brokerage firms — and is used as a textbook in law school securities clinics around the country.

Publications

The Practitioner's Guide to Securities Arbitration

Helps lawyers identify, evaluate, and pursue legal claims brought by investors against securities brokerage firms. Used as a textbook in law school securities clinics around the country.

American Bar Association · 2013

The Investor's Guide to Protecting Your Financial Future

Helps investors avoid financial abuses before they occur and understand the securities arbitration process once negligent or fraudulent conduct has resulted in financial loss.

PIABA Foundation · 2016

What Our Clients Say

Our Google Reviews

★★★★★

"Richard Frankowski is one of the most knowledgeable securities attorneys I have ever encountered. He fought tirelessly and got results I did not think were possible."

Verified Client
Google Reviews
★★★★★

"After losing my retirement savings to a dishonest broker, I did not know where to turn. The Frankowski Firm recovered a significant amount of what I lost."

Verified Client
AVVO
★★★★★

"Outstanding representation. Richard went above and beyond throughout the entire process. I would recommend him without hesitation to any investor who has been wronged."

Verified Client
Google Reviews
10/10
★★★★★
AVVO
AV 5.0
★★★★★
Martindale
5.0
★★★★★
Google
LC
★★★★★
Lead Counsel

Insights

Blogs & News

A Victim's Guide to Ponzi Schemes Attorneys
March 24, 2026

A Victim's Guide to Ponzi Schemes Attorneys

Learn how ponzi schemes attorneys help victims recover lost funds, pursue legal claims, and navigate the complex process of investment fraud recovery.

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How Annuity Lawyers Can Protect Your Investment
March 24, 2026

How Annuity Lawyers Can Protect Your Investment

Annuity lawyers help you understand contracts, resolve disputes, and recover losses. Learn how legal support can protect your investment and financial future.

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What a Broker Negligence Lawyer Does for Investors
March 24, 2026

What a Broker Negligence Lawyer Does for Investors

A broker negligence lawyer helps investors recover losses from careless financial advice or misconduct. Learn how legal support can protect your investments.

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Find Us

Our Locations

Birmingham, AL
231 22nd St S #203, Birmingham AL 35233

Achievements

Recognized for Excellence

Lead Counsel Verified

We are proud to be recognized by LawInfo as Lead Counsel Rated. A distinction awarded to attorneys who demonstrate significant experience, professional achievement, and a clean disciplinary record. This badge reflects our ongoing commitment to providing clients with trusted, high-quality legal representation.

It signifies that our firm meets rigorous standards and has been independently verified by LawInfo's screening process. Clients can feel confident knowing they are working with a firm that upholds the highest standards of professionalism and ethics.

AV Preeminent 5.0 — Martindale-Hubbell
Super Lawyers 2011–2016
AVVO Superb Rating: 10/10
Lead Counsel Rated — LawInfo
PIABA Foundation Board of Directors
National Trial Lawyers
Alabama's Top 100 Lawyers 2012
Eagle Scout

Free Case Evaluation

Think You Have A Claim? Start Here.

Complete our confidential investor questionnaire. It takes about 15–20 minutes and gives us everything we need to evaluate your potential claim — at no cost to you.

No fees until we win. No obligation. Richard Frankowski personally reviews every submission.

1
Complete the secure online questionnaire
2
Richard Frankowski personally reviews your submission
3
We contact you within 24 hours with an honest assessment
4
No fees unless we win your case

Secure · Confidential · Free

Investor Questionnaire

Takes about 15–20 minutes. Helps us evaluate your claim immediately. Your information is strictly confidential.

Start The Questionnaire

Or call us directly at 888-741-7503

Contact And Location

We Are Here For You

Richard S. Frankowski
Richard S. Frankowski
Managing Partner
Personally reviews every inquiry

Our Main Office

231 22nd Street South Suite 203
Birmingham, AL 35233

Chat With Our Team